Книги
A Practitioner's Guide to the FSA Regulation of Designated Investment Business
Книги
A Practitioner's Guide to the FSA Regulation of Designated Investment Business
A Practitioner's Guide to the FSA Regulation of Designated Investment Business : монография / Ed. T. Cornick. — London : Citi & Financial Publishing, 2002. — 224 p.. — . Руководство по регулированию Управлением финансовых услуг Великобритании разрешенных видов инвестиционной деятельности.. Содержание : The Principal Provisions ; FSMA Part IV - Performance of Regulated Activities ; The Principal Orders ; Further Orders ; Source, Scope and General Application of Conduct of Business Rules ; Getting New Customers ; Servicing Customers ; Customers' Assets ; Special Cases. — 6636.30 р.
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The FSA's new regime will impact markedly on investment business firms. All regulated investment firms need to have a thorough understanding of the new regulation and this title provides just that. By focusing on the key areas of the new regime such as regulated and prohibited activities and the conduct of business rules affecting advising and selling, product disclosure, customer assets and financial promotion, the book deals with the specific issues that will affect the wider investment business community.
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УДК:339.7(410)
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