Книги
A Practitioner's Guide to the FSA Handbook
A Practitioner's Guide to the FSA Handbook / Ed. A. Winckler. — London : Citi & Financial Publishing, 2002. — 576 p.. — . Руководство по использованию справочника Управления финансовых услуг Великобритании.. Содержание : Introduction/ H. Davies; The role and statutory powers of the FSA/ S. Morris; The FSA's high level principles/ A. Winckler; The approved persons regime, training and competence/ G. Morton; Prudential rules and guidance - harmonisation and differentiation/ S. Gleeson; Conduct of business rules and guidance / R. Stones; The interprofessional code/ T. Little; Market conduct and the market abuse regime/ C. Abrams, T. Little; Money laundering/ R. Fox; Authorisation and supervision processes/ J. Tattersall; Discipline and Enforcement/ M. Chamberlain, A. Graham; Consumer Relations. Complaints and Compensation/ P. Mackay. — 7051.07 р.
Аннотация
A Practitioner's Guide to the FSA Handbook is the leading guide and commentary to the FSA's Handbook of Rules and Guidance and is intended as a first source of reference for all those working within or advising the financial services industry who need to understand the regime. This new edition provides clear and comprehensive guidance to the rules explained in a practical business context. It pulls together all the FSA developments since N2 including: - The completion of the transitional period; - Developments in UK legislation; - Implementation of the new Basel Capital Accord and the impact on credit, operational and market risk, and the introduction of the Integrated Prudential Sourcebook; and Introduction of the Proceeds of Crime Act 2002 and Anti-Terrorism, Crime and Security Act 2001 and risk-based approach of the Money Laundering Sourcebook.
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УДК:339.7(410)
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